Independent Advice. Institutional Resources.
The Firm Behind Champion
Champion Wealth Management is an independent firm. Securities are offered through LPL Financial — the nation's largest independent broker-dealer and a publicly traded company (Nasdaq: LPLA). That relationship gives us access to institutional-grade technology, trading, and compliance infrastructure that supports the way we serve you.
LPL Financial supports more than 22,000 financial advisors across the country with best-in-class technology, compliance oversight, research, and investment platforms. As an LPL-affiliated advisor, David Schwartz combines that institutional infrastructure with the personal, relationship-driven service you'd expect from a local firm — the best of both worlds.
How We're Different
David Schwartz operates as a hybrid financial advisor — meaning he is dually registered as both a Registered Representative (broker) through LPL Financial and as an Investment Adviser Representative through Independent Advisor Alliance (IAA). This structure gives you access to a broader range of planning strategies and compensation arrangements, always aligned with your best interest.
As a hybrid advisor, David can work with you on a fee basis, a commission basis, or a combination of both — depending on what makes the most sense for your situation. There's no one-size-fits-all approach here.
As a registered representative of LPL Financial, David can offer a full range of securities products and investment solutions through one of the most established platforms in the industry.
Through Independent Advisor Alliance (IAA), David provides fee-based investment advisory services with a fiduciary standard — putting your interests first in every recommendation.
David is not a captive advisor tied to proprietary products. His independence means he can shop the market on your behalf and recommend solutions based solely on what's right for you.
Day-to-Day Oversight
Champion Wealth Management operates under the supervision of Visionary Square, which oversees David's day-to-day advisory activities. This layer of supervision exists to protect you — ensuring that the advice and service you receive meet the highest professional and regulatory standards at all times.
Visionary Square works in conjunction with LPL Financial's compliance infrastructure to provide an additional level of accountability and oversight, so you can have full confidence that your financial plan is being managed responsibly and transparently.
Transparency & Trust
We believe you should have easy access to the information that verifies our credentials, protects your investments, and keeps us accountable. Use the links below to review David's background, confirm our registrations, and understand your protections as an investor.